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July 29, 2010 |
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Regulatory Disclosure
MedCentric Financial Network, Inc ("MFN") is a Registered Investment Advisor with the California Department of Corporations. By referring a physician or other person ("Referral") to a pre-screened financial advisory firm participating in its network ("Participating Advisor"), MFN is acting as a Solicitor as defined and regulated by the Investment Advisers Act of 1940, and under certain circumstances will be paid a referral fee. The business relationship between MFN and its Participating Advisors, including any compensation that may be paid to MFN, is described in the "MFN Disclosure Statement, Terms of Use, and Disclaimer of Liability," which is provided to all Referrals when they use the “Find an Advisor” referral tool on the home page of this website.
MFN does not render or offer to render personalized investment advice or financial planning advice either directly to individuals or institutions, or through this website. MFN's role is solely that of a referral service for healthcare professionals or other persons who are seeking professional help with their finances and wish to be introduced to a Participating Advisor.
In compliance with the Investment Advisers Act of 1940, MFN provides each Referral with two separate disclosure documents:
1.) A disclosure statement that details the fee-sharing arrangement, and other aspects of the business relationship, which exists between MFN and its Participating Advisors.
2.) A copy of the SEC Form ADV Part II disclosure document for each Participating Advisor to whom a referral is made.
Both of the above documents are provided to all Referrals, both directly on this website and via a separate email message. These documents can also be sent by regular mail to any Referral at his or her request by calling MFN at the phone number below.
For more information about the referral process, please go to "Understanding the Referral Process".
Please note that MFN files its own Form ADV, Part II disclosure statement each year with the California Department of Corporations. MFN encourages all users of this website to download and read a copy of the MFN Form ADV Part II, which can be found under the "Disclosure Statements" drop down box the home page.
Please call MFN at 800-765-0353 with any questions regarding the information on this page.
Thank You
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